Entity: Strategy, Sustainability & Ventures Job Family Group: Ethics & Compliance Group Job Description: About...
Hudson River Trading is hiring a Corporate Credit Risk Manager for our NYC office. You will be responsible for designing, improving, managing, and communicating market and liquidity risk for corporate credit-related instruments and strategies. You...
Complete settlements for distressed and par bank debt trades on both domestic and international levels. Ensure timely and accurate review of trade confirmations and assignment agreements. Coordinate necessary internal...
Remote Account Manager American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best products and...
Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. Main Responsibilities Key responsibilities for this...
Description General Responsibilities: + Support and advise sales and trading personnel on applicable SEC and FIRNA rules and regulations applicable to equity market making, agency trading and options trading. +...
A bank in New York City is actively seeking a dynamic and driven professional to join their staff as a Compliance Associate. In this role, the Compliance Associate will conduct reviews under the group's annual review program pursuant to Rule 206(4)-7...
Global multi-strategy hedge fund is looking to hire a Compliance Officer in New York City or Jersey City. This strategic hire will play a key role in running the day-to-day compliance program as they continue to build a...
Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...
Poste et missions Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC...