Compliance Analyst
: Job Details :


Compliance Analyst

Rutherford

Location: All cities,NY, USA

Date: 2024-05-04T02:25:00Z

Job Description:

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team.

Main Responsibilities

Key responsibilities for this position will include, but are not limited to:

  • Providing regulatory advice to the investment and trading teams
  • Assist with researching new compliance rules and implementing policy updates
  • Design and develop compliance monitoring reports
  • Trade surveillance, monitoring and testing
  • Assist in regulatory reporting and filings, such as Form ADV, Form PF, and 13 Filings
  • Support the Chief Compliance Officer with compliance program initiatives

Your Profile

  • 1 - 3 years of previous compliance experience at a hedge fund or investment bank is essential
  • Strong understand of the US regulatory landscape
  • A strong analytical ability and experience manages numerous projects concurrently
  • Ability to work independently and excel in a high intensity environment
  • A bachelor s degree or higher is required from a top tier university

Benefits

  • Competitive compensation commensurate with level of experience.
  • Comprehensive benefits package including medical, dental, vision, 401(k), insurance etc.

Apply Now!

Similar Jobs (0)