chief compliance officer, brokerage Jobs - 8976


Research Foundation of The City University of New York - New York,NY

Job Description General Description The Research Foundation of CUNY is seeking a seasoned organizational leader and exceptional manager to serve as Chief Operating Officer (COO). Serving at the pleasure of the President, the COO is a...

Date : 2024-05-16T06:37:32Z

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Simmons & Hanbury - All cities,NY

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities /...

Date : 2024-05-05T01:22:36Z

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HR Works - All cities,NY

HR Works is exclusively partnering with its client, a mid-size health care organization, with its search for a Chief Operating Officer. This is a Direct Hire opportunity. This role will work fully onsite in Rochester, NY. The ideal candidate will...

Date : 2024-05-17T02:23:16Z

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Human Development Services of Westchester - Mamaroneck,NY

Human Development Services of Westchester (HDSW) is proud to...

Date : 2024-05-15T17:00:56Z

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Arena Investors, LP - All cities,NY

Arena Investors, LP is a global investment management firm that seeks to generate attractive risk-adjusted, consistent, and uncorrelated returns by employing a fundamentals-based, value-oriented investing strategy across the entire credit spectrum...

Date : 2024-05-12T02:30:39Z

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Lime Trading - New York,NY

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...

Date : 2024-05-18T06:45:30Z

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Flagstar Bank - Hicksville,NY

The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures. This position is responsible for completing...

Date : 2024-05-18T10:09:56Z

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Confidental Foundation - New York,NY

A well-financed NYC-based foundation seeks a Chief Operating Officer able to start immediately. We are a mission-driven foundation engaged in philanthropy in the USA and Israel, with emphasis on Jewish education, arts and culture, safety net,...

Date : 2024-05-18T06:42:43Z

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The MedElite Group - New York,NY

Location: Brooklyn, NY Travel Required: None Employment Type: Full-time, Salaried-Exempt About MedElite: MedElite provides innovative solutions for...

Date : 2024-05-12T05:18:56Z

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BGC Group - New York,NY

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...

Date : 2024-05-11T03:22:10Z

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