chief compliance officer swap execution facility Jobs - 8997


Larson Maddox - New York,NY

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for...

Date : 2024-05-09T19:20:40Z

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BGC Group - New York,NY

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...

Date : 2024-05-11T03:22:10Z

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Phaxis - New York,NY

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer...

Date : 2024-05-12T06:39:10Z

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Mashreq - All cities,NY

Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...

Date : 2024-05-10T02:30:21Z

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Natixis Corporate & Investment Banking - New York,NY

Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD)...

Date : 2024-05-16T17:18:48Z

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Cardea Group - New York,NY

General Counsel & Chief Compliance Officer++ (New York, NY): Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the...

Date : 2024-05-10T02:26:25Z

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State of New york - Jamaica,NY

Please note: State agencies that contact job applicants do not usually request personal or financial information via text message or over the phone in connection with your response to a job posting. If you are contacted for such information by...

Date : 2024-05-11T07:14:40Z

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Naval Nuclear Laboratory - Ballston Lake,NY

The Naval Nuclear Laboratory comprises the U.S. Department of Energy locations and personnel responsible for developing advanced naval nuclear propulsion technology, providing technical support to ensure the safety and reliability of our nations...

Date : 2024-05-17T04:23:58Z

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Naval Nuclear Laboratory - West Milton,NY

The Naval Nuclear Laboratory comprises the U.S. Department of Energy locations and personnel responsible for developing advanced naval nuclear propulsion technology, providing technical support to ensure the safety and reliability of our nations...

Date : 2024-05-17T03:11:40Z

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Cardea Group - New York,NY

Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of...

Date : 2024-05-17T07:28:08Z

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