head of swap dealer, volcker & ib regulatory governance Jobs - 8970


MarketAxess - New York,NY

About Us MarketAxess is on a journey to digitally transform one of the world s largest financial markets, enabling the shift from analog, phone-based trading to a fully electronic...

Date : 2024-05-01T05:10:10Z

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Groupe Bpce - New York,NY

Poste et missions Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC...

Date : 2024-04-23T08:49:58Z

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Societe Generale SA - New York,NY

**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance **...

Date : 2024-04-23T08:46:11Z

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Galaxy - New York,NY

Who We Are: At Galaxy we are building products and services to help the world invest in economic progress. We believe crypto and blockchain innovations will permeate and improve all aspects of our global economy. Our vision is...

Date : 2024-04-23T08:42:37Z

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Scotiabank Hockey Club - New York,NY

Title: Director, Swap Dealer and Derivatives Compliance Requisition ID: 135776 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. This individual must contribute to the overall...

Date : 2024-04-23T08:32:16Z

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Scotiabank Hockey Club - New York,NY

Title: Director, Swap Dealer Compliance Requisition ID: 129716 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. This individual must contribute to the overall success of the...

Date : 2024-04-23T08:47:20Z

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Natixis Corporate & Investment Banking - New York,NY

Job Description Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of...

Date : 2024-04-23T08:40:13Z

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Galaxy Digital - New York,NY

Who You Are: The Head of Regulatory Reporting Swap Dealer will be responsible for establishing, maintaining, and developing Galaxy's swap dealer financial and regulatory reporting framework for swap dealer activities. The swap dealer is a...

Date : 2024-05-04T07:44:06Z

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Morgan Stanley - New York,NY

DescriptionA Global bank seeks a Vice President to join the Volcker Central Office (VCO) in its Compliance Department. The VCO is responsible for the implementation and management of the overall compliance program for the Volcker Rule. On a...

Date : 2024-04-30T18:25:41Z

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Sumitomo Mitsui Financial Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-05-04T07:42:34Z

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