chief compliance officer, broker-dealer Jobs - 8986


Simmons & Hanbury - All cities,NY

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities /...

Date : 2024-05-05T01:22:36Z

Apply Now! Similar Jobs

Datascan Technologies, LLC - Syracuse,NY

...

Date : 2024-05-15T17:00:55Z

Apply Now! Similar Jobs

Lime Trading - New York,NY

Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...

Date : 2024-05-18T06:45:30Z

Apply Now! Similar Jobs

Global Investment Bank and Broker Dealer - All cities,NY

Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a high performing team. Key responsibilities...

Date : 2024-05-17T02:28:07Z

Apply Now! Similar Jobs

HR Works - All cities,NY

HR Works is exclusively partnering with its client, a mid-size health care organization, with its search for a Chief Operating Officer. This is a Direct Hire opportunity. This role will work fully onsite in Rochester, NY. The ideal candidate will...

Date : 2024-05-17T02:23:16Z

Apply Now! Similar Jobs

Arena Investors, LP - All cities,NY

Arena Investors, LP is a global investment management firm that seeks to generate attractive risk-adjusted, consistent, and uncorrelated returns by employing a fundamentals-based, value-oriented investing strategy across the entire credit spectrum...

Date : 2024-05-12T02:30:39Z

Apply Now! Similar Jobs

Flagstar Bank - New York,NY

A Counsel Litigation serves as a member of Flagstar Bank's Legal Department and is responsible for providing primary E-Discovery legal support, litigation management, and providing legal advice and support to Flagstar Bank's various lines of business...

Date : 2024-05-17T04:26:01Z

Apply Now! Similar Jobs

Flagstar Bank - Hicksville,NY

The Financial Crimes Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures related to Financial Crimes...

Date : 2024-05-17T13:38:48Z

Apply Now! Similar Jobs

Confidental Foundation - New York,NY

A well-financed NYC-based foundation seeks a Chief Operating Officer able to start immediately. We are a mission-driven foundation engaged in philanthropy in the USA and Israel, with emphasis on Jewish education, arts and culture, safety net,...

Date : 2024-05-18T06:42:43Z

Apply Now! Similar Jobs

BGC Group - New York,NY

Job Title: Chief Compliance Officer Swap Execution Facility Location: 55 Water Street, or Iselin, NJ Branch Office (Currently hybrid: remote one day and in office four days per...

Date : 2024-05-11T03:22:10Z

Apply Now! Similar Jobs