wealth management institutional ria compliance officer Jobs - 8976


Charles Schwab - New York,NY

Position Type: Regular Your opportunity ...

Date : 2024-05-07T17:05:45Z

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Infosys Consulting - All cities,NY

The Role What You ll Do As a Senior Consultant, you will be part of a cross-cultural global team working on a variety of business consulting engagements in Wealth Management. You will be a part of world class product...

Date : 2024-05-06T02:21:15Z

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Leah Yosef International - All cities,NY

Succession Planning, 300m AUM Suffolk County, Long Island Overview Dynamic fast growing 5B+ AUM RIA is...

Date : 2024-04-24T02:19:23Z

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JK Executive Strategies, LLC - All cities,NY

Senior Wealth Manager Rochester, NY JK Executive Strategies is partnering with a well-respected financial services firm in search of a Senior Wealth Manager to join...

Date : 2024-04-28T05:17:12Z

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Morgan Stanley - All cities,NY

Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm s employees serve clients worldwide...

Date : 2024-05-02T16:19:20Z

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Cardea Group - New York,NY

General Counsel & Chief Compliance Officer++ (New York, NY): Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the...

Date : 2024-04-26T02:21:58Z

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TDA - All cities,NY

Job Title: Project Manager, Store Design & Visual Merchandising (Contract) Location: New York City (Hybrid Remote, in office 3 days/week) Rate: $500 per...

Date : 2024-04-28T05:16:52Z

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Mashreq - All cities,NY

Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...

Date : 2024-04-26T02:23:08Z

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Maybank - All cities,NY

Responsibilities: To assist the Head, Compliance with ongoing systems configuration including testing on Money Transfer System Enhanced Sanctions Filtering, Reg Tech One Behavioral Monitoring, and FinCEN 314a modules.

Date : 2024-04-27T03:26:08Z

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Rutherford - All cities,NY

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. Main Responsibilities Key responsibilities for this...

Date : 2024-05-04T02:25:00Z

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