equity sales and trading compliance vice president Jobs - 8955


AVTR - All cities,NY

Compliance Counsel, Ethics and Compliance Our client is investing and partnering at the leading edge of global growth and innovation to create opportunities for future...

Date : 2024-05-02T16:18:07Z

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Rutherford - All cities,NY

Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. Main Responsibilities Key responsibilities for this...

Date : 2024-05-04T02:25:00Z

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Karla Otto - All cities,NY

Karla Otto is a renowned public relations and communications agency with offices across 14 locations in the UK, EMEA, US and Asia. Established in 1982 by Karla Otto herself, the agency has since grown to become a global leader in luxury brand PR...

Date : 2024-05-03T21:24:22Z

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Wafra - New York,NY

About Wafra: Wafra is a global alternative investment manager with over $32 billion of assets under management across a range of alternative assets, including alternative and traditional real estate, strategic partnerships, and real assets.

Date : 2024-05-03T06:24:55Z

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Natixis Corporate & Investment Banking - New York,NY

A VP-level professional is needed to support the Core Compliance Team in creating and maintaining processes to ensure that all impacted Natixis CIB Americas entities and employees are adequately registered with the appropriate regulatory bodies...

Date : 2024-05-12T06:39:11Z

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Mason Alexander - All cities,NY

Company Description Our client is a leading global investment firm that seeks to provide creative capital solutions and generate attractive risk-adjusted returns for our clients. They manage various strategies across the...

Date : 2024-05-13T02:20:18Z

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BGC Group - New York,NY

Job Title: Futures Exchange Product and Sales Location: New York, NY, In Office Firm Overview: BGC Group, Inc., an affiliate of Cantor Fitzgerald L.P., is a leading global brokerage and financial technology...

Date : 2024-05-02T16:18:46Z

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Coda Search Staffing - New York,NY

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses,...

Date : 2024-05-05T03:25:06Z

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Morgan Stanley - New York,NY

DescriptionCompany ProfileMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide...

Date : 2024-05-07T01:21:39Z

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Useready - All cities,NY

At USEReady, We empower people to succeed with data. USEReady is a data and analytics firm that provides the strategies, tools, capability and capacity that businesses need to turn their data into a competitive advantage. USEReady partners...

Date : 2024-05-02T16:18:49Z

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