Description General Responsibilities: + Support and advise sales and trading personnel on applicable SEC and FIRNA rules and regulations applicable to equity market making, agency trading and options trading. +...
Senior Vice President, Data Management & Quantitative Analysis Manager ...
Job Description Under the direction of the Vice President, the Regional Manager is responsible for the overall operations of each community in his/her portfolio, which is typically six to ten communities. Our Regional Managers...
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance Compliance accomplishes these...
DIRECTOR, PROGRAM MANAGEMENT POSITION SUMMARY/OBJECTIVE The Director of Product Management & Innovation is responsible for the delivery, implementation,...
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services The Firm's employees serve clients worldwide including...
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance Compliance accomplishes these...
About Us: Discover a world of endless possibilities at Gallagher Benefit Services, where you'll have the power to shape the future of workplaces across...
Support and advise sales and trading personnel on applicable SEC and FIRNA rules and regulations applicable to equity market making, agency trading and options trading. Develop, implement, and maintain policies and procedures across equity sales...
Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms...