Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...
A newly established and growing fund focusing on global macro strategies ($5bn+ AuM)is looking to introduce a Senior Compliance Officer into their New York team on a 4-5 month contract basis. This individual will report in the...
Client: Leading Investment Management Firm (IPO) Location: New York City or Dallas - Hybrid Role / Requirements: Series 7, 24RIA and/or...
The Compliance Testing Specialist Issue Management will perform day to day tasks related to the administration of the Enterprise Compliance Issue Management program. This role will support the Compliance Manager Issue Management to ensure issues...
Senior Risk Manager - Quality Control: Contract: Through December 2024 General Responsibilities: Partner with issue owners and teams to provide guidance, challenge and quality...
Compliance Officer (New York, NY): Our client, a $2B+ private equity fund is currently looking to fill a newly created position as their Compliance Officer. Supporting the Chief Compliance Officer and Associate General Counsel,...
Rutherford are partnered with a rapidly expanding global multi-strategy hedge fund ($55bn+ AuM) that are looking to hire into their NY compliance team. Main Responsibilities Key responsibilities for this...
Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and...
Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses,...
Our client is a prominent Hedge Fund managing over $15 billion in assets, seeking a Compliance Coordinator to facilitate new hire procedures, ensure adherence to compliance protocols, aid in broker statement analysis, and manage miscellaneous...