Our client is a prominent Hedge Fund managing over $15 billion in assets, seeking a Compliance Coordinator to facilitate new hire procedures, ensure adherence to compliance protocols, aid in broker statement analysis, and manage miscellaneous Compliance projects.
Responsibilities:
- Oversight of new hire documentation initiation and maintenance
- Implementation of internal controls for policy and procedure enforcement
- Coordination with new employees to fulfill Compliance onboarding prerequisites
- Supervision of broker statement processing and collection for US staff
- Assistance in broker statement and account reviews
- Timely completion of Code of Ethics and related certifications
- Execution of various regulatory filings
- Execution of ad hoc Compliance projects
- Provision of administrative assistance to the Compliance department
Qualifications:
- Bachelor s degree
- 0-2 years of relevant experience
- Proficiency in Excel and Word
- Familiarity with Star Compliance preferred
- Experience with Code of Ethics and Personal Trading requests preferred
- Meticulous attention to detail and exceptional organizational capabilities