WHO WE ARE The Goldman Sachs Group, Inc is a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that...
We're seeking passionate and experienced Cannabis Compliance Consultants to collaborate with multiple clients across the US. This is an exciting opportunity to contribute your expertise to various cultivation projects and help shape the success of...
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually...
Our client, a global, multi-strategy hedge fund seeks a Compliance professional in a generalist role to add to its first in class program. This role will offer unparalleled growth for high performing candidates with significant exposure to the...
Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...
Compliance Consultancy Director Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York...
Electronic Trading Business Controls Analyst/Associate Electronic Trading Risk Management (ETRM) is a front-office team within Morgan Stanley's Institutional Equity Division (IED) responsible for managing the risks associated with...
Large buy side firm seeks a junior compliance associate reporting into the Deputy CCO. This is a trade surveillance role, sitting with the business responsible for supporting the investment team and other business units with respect to the firm s...
A financial services firm in New York City is actively seeking an experienced and hardworking professional to join their staff as their new Associate Director of Portfolio Compliance. In this role, the Associate Director of Portfolio Compliance will...
In this role, you ll make an impact in the following ways: Manage a compliance team that reviews and actions OFAC, OFSI and EU economic sanctions alert escalations Develop procedures for the L3 compliance investigations review,...