compliance consultancy director previous compliance funds experience and 1940 act/nfa/cftc knowledge required Jobs - 8981


First Quality - All cities,NY

First Quality was founded in 1989 and, in nearly three decades, has grown to be a global privately held company with over 4,000 employees. Its corporate offices are located in Great Neck, New York, with manufacturing facilities and offices in...

Date : 2024-05-18T06:44:06Z

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Michael Page - New York,NY

This temporary to permanent position is 5 days in the Midtown NYC office. This consultant will be responsible for monitoring and testing the Branch's activities in correlation to the Corporate Compliance Regulatory standards for the bank.

Date : 2024-05-17T04:22:20Z

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Ascendo - All cities,NY

Compliance Associate - Private Wealth Our Client is a rapidly growing Global Private Markets firm who provides customized investment and advisory solutions to some of the most sophisticated investors in the world.

Date : 2024-05-17T02:24:09Z

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Private Equity Firm - New York,NY

Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after...

Date : 2024-05-10T02:28:33Z

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BBVA - New City,NY

Compliance Analyst Job Description Assist team with the implementation of an effective compliance program identifying and prioritizing compliance and regulatory...

Date : 2024-05-16T16:21:57Z

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Flagstar Bank - Hicksville,NY

The Compliance Monitoring and Reporting Manager assists the Sr. Manager of Enterprise Compliance Monitoring and Reporting in implementing and maintaining the enterprise second line of defense monitoring program. This individual should be...

Date : 2024-05-17T13:38:49Z

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Cloudbreak Compliance Group, LLC - White Plains,NY

About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients with highly-tailored and...

Date : 2024-05-16T01:37:20Z

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LHH - All cities,NY

LHH Recruitment Solutions is working on an EXCITING Associate General Counsel opportunity with a company located in Suffolk County, New York. This is a HYBRID position. Core Responsibilities: Prefer combination...

Date : 2024-05-16T03:29:16Z

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Flagstar Bank - Hicksville,NY

The Financial Crimes Compliance Testing Team Lead is responsible for performing monitoring and testing reviews, ensuring Business Units are complying with applicable laws, rules, regulations and firm policies and procedures. This position performs...

Date : 2024-05-17T12:09:48Z

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Michael Page - New York,NY

This short-term temporary position involves supporting AML and Sanctions Compliance Audit Teams in executing audit coverage, designing and conducting audit tests, and assisting in delivering comprehensive audit reports. The role requires expertise...

Date : 2024-05-17T13:33:38Z

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