wealth management institutional ria compliance officer Jobs - 8992


Focus Financial Partners - New York,NY

This hire will be responsible for providing general support to our Legal Department on a wide variety of corporate and administrative matters. The ideal candidate is a self-starter with a strong work ethic that possess strong organizational and...

Date : 2024-05-16T01:39:09Z

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Key Corporate Services Llc - New York,NY

Our client is a boutique consulting firm that is seeking Analysts to help their clients generate more revenue, reduce costs and provide on-site operational, financial, and strategic solutions that help their clients identify inefficiencies,...

Date : 2024-05-16T03:28:11Z

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Ascendo - All cities,NY

Compliance Associate - Private Wealth Our Client is a rapidly growing Global Private Markets firm who provides customized investment and advisory solutions to some of the most sophisticated investors in the world.

Date : 2024-05-17T02:24:09Z

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Right Executive Search, LLC - New York,NY

Certified Financial Planner (CFP) Wealth Management New York, NY. (Hybrid 3 days in office) Our client is a thriving, well-respected RIA / Wealth...

Date : 2024-05-17T07:27:21Z

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FirstKey Mortgage, LLC - New York,NY

Company Background FirstKey Mortgage, LLC ("FKM") is one of the world s leading private label securitization and asset management firms. We are a boutique financial services company with a primary focus on the buying...

Date : 2024-05-11T04:35:57Z

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Datascan Technologies, LLC - Syracuse,NY

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Date : 2024-05-15T17:00:55Z

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Private Equity Firm - New York,NY

Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after...

Date : 2024-05-10T02:28:33Z

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Cetera Investors - Fairport,NY

Position Title: Cetera Investors Financial Professional What we need: A Financial Professional that has an existing book of business, willing to deepen relationships while managing...

Date : 2024-05-16T04:30:36Z

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Flagstar Bank - Hicksville,NY

The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures. This position is responsible for completing...

Date : 2024-05-14T00:26:47Z

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Comrise - New York,NY

Bank Operations Data Analyst - Financial Institution experience required! Hybrid - 4 days in the office, 1 day remote for the 1st 45 days. $130,000 - $145,000 base + 7% bonus + benefits Overview Reports to...

Date : 2024-05-16T03:25:04Z

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