Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance protects the Morgan Stanley franchise by serving as guardian of the Firm's books...
Auditor w/ Governance: Location: New York Onsite 5 Days a week Contract: 7 Months+ Responsibilities: Lead quality control reviews of applicable laws, rules, regulations, and...
Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally...
Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...
LHH Recruitment Solutions is working on an EXCITING Associate General Counsel opportunity with a company located in Suffolk County, New York. This is a HYBRID position. Core Responsibilities: Prefer combination...
We are seeking a Senior Internal Auditor with expertise inoperational, financial, and compliance auditing. The incumbent in this roleshould possess a strong understanding of auditing concepts, professionalstandards, and risk-based auditing...
The Senior Compliance Testing Analyst assists the Governance and Standards (G&S) Team in the development and implementation of all G&S initiatives. Knowledgeable in the area of compliance testing with an understanding of compliance risk and controls.
A professional services firm in New York City is currently seeking an experienced Auditor to join their staff as their new Audit Senior. Responsibilities: The Audit Senior will be responsible...
The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures. This position is responsible for completing...
Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities /...