capital markets broker dealer regulatory reporting analyst Jobs - 8963


Polus Capital Management - New York,NY

Overview of Polus Capital Management Polus Capital Management ( Polus ) is a global alternative credit manager with approximately $10 billion of assets across a range of vehicles investing in performing...

Date : 2024-05-11T01:28:45Z

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Simmons & Hanbury - All cities,NY

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Primary Accountabilities /...

Date : 2024-05-19T01:30:59Z

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BNP Paribas - New York,NY

Business Overview: We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ( ECM ) business for BNP Paribas in the Americas. The ECM team operates out of New York and...

Date : 2024-05-16T17:11:16Z

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Arena Investors, LP - All cities,NY

Arena Investors, LP is a global investment management firm that seeks to generate attractive risk-adjusted, consistent, and uncorrelated returns by employing a fundamentals-based, value-oriented investing strategy across the entire credit spectrum...

Date : 2024-05-12T02:30:39Z

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DTG Finance & Capital Markets - All cities,NY

Quantitative Developer role at a reputable multi-strategy hedge fund manager's team that works directly with quantitative researchers and portfolio managers designing, implementing, deploying and using software for research and trading...

Date : 2024-05-11T04:36:04Z

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Natixis Corporate & Investment Banking - New York,NY

Natixis seeks vp-level Compliance Officer to join and grow with the CIB Americas Compliance Department. As a member of the Compliance Advisory Team, the Compliance Officer will provide day to day coverage of SEC Security-Based Swap Dealer (SBSD)...

Date : 2024-05-16T17:18:48Z

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Pierce - New York,NY

Collaborate with stakeholders to gather and document business requirements for wealth management technology projectsAnalyze and assess current business processes and systems to identify areas for improvement and...

Date : 2024-05-16T16:22:18Z

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Cantor Fitzgerald - New York,NY

Job Title: Regulatory Operations Analyst (TEMP TO PERM) Location: New York, NY, In Person Firm Overview: Cantor Fitzgerald is a diversified company...

Date : 2024-05-17T07:28:15Z

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Illapa Search - New York,NY

About: A new global industry-leading law firm is currently looking to onboard a Financial Services Regulatory Associate in New York. Their international financial services practice group acts as trusted counsel to the world...

Date : 2024-05-16T01:33:25Z

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Creative Financial Staffing - New York,NY

Junior Financial Analyst ABOUT THE COMPANY: Our client is a well-established, leading designer, importer and marketer of apparel. They are well established among retailers such as Nordstrom, Saks...

Date : 2024-05-08T04:32:24Z

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