The Compliance Testing Officer is responsible for performing monitoring and testing to ensure that business units are complying with applicable laws, rules, regulations and firm policies and procedures. This position is responsible for completing...
Job Description General Description The Research Foundation of CUNY is seeking a seasoned organizational leader and exceptional manager to serve as Chief Operating Officer (COO). Serving at the pleasure of the President, the COO is a...
The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control...
Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The...
Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce...
Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global AML program. This person will be tasked with overseeing the investor onboarding process as well and will be...
Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after...
Summary The Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm s information via risk assessments, audits, controls testing, policy and procedure and...
General Summary: The Sanctions Analyst is responsible for supporting the BBVA New York Branch s Sanctions Program and will directly report to the Sanctions Program Manager. The individual will...
About Cloudbreak Compliance Group, LLC Cloudbreak Compliance Group is a leading compliance consulting firm that works primarily with private funds managers. Cloudbreak seeks to provide clients with highly-tailored and...