nuveen securities avp, distribution compliance Jobs - 8996


Stone Management - New York,NY

Prestigious P/E firm with over 150 entities is looking for an AVP for their Valuations group. Reports to the head of Valuations and Finance, This position will perform: Calculation analyses on p/e, debt and real estate...

Date : 2024-05-17T02:25:00Z

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Mindex - All cities,NY

Founded in 1994 and celebrating 30 years in business, Mindex is a software development company with a rich history of demonstrated software and product development success. We specialize in agile software development, cloud professional services,...

Date : 2024-05-06T21:25:37Z

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Apex Focus Group - All cities,NY

Seeking motivated individuals to participate in National Focus Groups and Clinical Trial studies. Earn up to $750/week in your spare time. Must register and apply to see if you qualify.

Date : 2024-05-14T06:45:45Z

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Bank Of China Usa - All cities,NY

Job Description This incumbent will be responsible for credit risk management. S/he will conduct credit risk evaluations and make recommendations in conformance with Bank s risk appetite and policies. In addition, s/he will...

Date : 2024-05-17T02:23:06Z

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Tandym Group - New York,NY

An investment management firm is seeking an experienced professional to join their team as their new AVP of Fund Accounting. Responsibilities: The AVP of Fund Accounting will: Oversee the financial reporting...

Date : 2024-05-18T04:33:35Z

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Hamlyn Williams - New York,NY

Our client is an investment bank servicing clients in fixed income and equity capital markets globally. They are currently looking for someone to come in to service their fixed income surveillance program and help with all regulatory compliance...

Date : 2024-05-13T02:16:00Z

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Catholic Health - Farmingdale,NY

Associate Vice President (AVP), Hospice Farmingdale, NY (Onsite) Good Shepherd Hospice, a member of Catholic Health, promotes the physical, emotional and spiritual well-being both of the...

Date : 2024-05-16T16:22:04Z

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Broadgate - All cities,NY

I am excited to be partnering with a Regional Bank based in New York who are looking for an AVP Operational Risk during a period of growth. This role will provide second line oversight and effective challenge for operations...

Date : 2024-05-16T17:10:58Z

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Bank Of China Usa - All cities,NY

Job Description This position is to lead from technical perspective the reports automation and data analysis related efforts to support the ERM-RDA Team Lead in running the overall RDA program at the...

Date : 2024-05-17T02:24:51Z

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Michael Page - New York,NY

The Corporate Compliance Officer is responsible for overseeing and ensuring the company's adherence to regulatory requirements, particularly in areas such as Anti-Money Laundering (AML), Bank Secrecy Act (BSA), and Office of Foreign Assets Control...

Date : 2024-05-17T22:08:40Z

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