Firm: $30Bn Hedge Fund Location: NYC Hybrid: 4 days in office, 1 day WFH Compensation: $125k-$175k base + bonus [$40k-$75k] Benefits: Full...
Job Purpose Primary functions Responsible for the overall KYC regulatory compliance within MashreqBank - New York branch. Maintain a Customer Identification Program (CIP) for...
The Compliance Monitoring and Reporting Manager assists the Sr. Manager of Enterprise Compliance Monitoring and Reporting in implementing and maintaining the enterprise second line of defense monitoring program. This individual should be...
Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and...
Compliance Associate - Private Wealth Our Client is a rapidly growing Global Private Markets firm who provides customized investment and advisory solutions to some of the most sophisticated investors in the world.
Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch s compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the...
Our client, a global investment management firm based in New York, NY, is seeking a Senior Onboarding Professional to join their Global AML program. This person will be tasked with overseeing the investor onboarding process as well and will be...
Location: NYC (Midtown) Compensation: $200k-$225k base + bonus Company: $70 billion alternative asset manager in NYC The...
A well-established Biotech company is looking for a CMC Product Quality Compliance Coordinator to support their team! This would be a 12-month contract with potential for extension or permanent hire. Role...
Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of...