Location: New York,NY, USA
COMPLIANCE ANALYST
New York, NY
Our client, a NYC-based trading firm is looking for a Compliance Analyst.
The team is charged with establishing, implementing and maintaining adequate policies and procedures to ensure compliance of the firm with its legal and regulatory obligations.
In this position, tasks will primarily include surveillance and monitoring of trading activity, training and inducting staff, documenting new policies, managing regulatory reporting and communication, administering existing policies, and monitoring regulatory developments and best practices.
The candidate must have at least a Bachelor s degree or equivalent, impeccable professional background, and at least 4 years of relevant experience in a regulated environment.
Ability to work independently, organization, superior attention to detail, and ability to multitask are required.
Strong knowledge of key compliance areas and strong ability to work with spreadsheets are required.
Competitive salary depending on experience. Excellent benefits package.