About the Job
JCW is currently partnering with a Stamford based Hedge Fund that is looking to build out their Compliance team. This role would report directly into the firms General Counsel.
Key Responsibilities
- Reviewing and implementing new Compliance policies and procedures for the firm.
- Assist with Trade Compliance monitoring.
- Monitor regulatory changes for the firms main regulators including the SEC, CFTC and NFA.
- Working on ad-hoc Compliance projects including reviewing marketing materials and responding to AML/KYC requests.
Minimum Requirements
- At least 2 years of compliance experience with a Registered Investment Advisor or Hedge Fund.
- Bachelors degree required.
- General knowledge of the US Regulatory landscape including SEC/CFTC rules and regulations.