We are hiring a Business Analyst Consultant (W2 only, no exceptions) for a role to document and strengthen the support model for our client s Middle Office processing for US Govt Trading. This role requires a deep understanding of the functions, obligations and reporting requirements for market participants. You will work closely with the bank s management team and liaise with relevant regulatory bodies to provide sustainable solutions for Broker-Dealer Middle Office processing and Regulatory Reporting. This requires a blend of financial market expertise, regulatory knowledge and analytical capabilities to effectively support the broker-dealer's efforts.
PLEASE NOTE:
THIS IS A HYBRID WORK ENVIRONMENT - all candidates must live in commuting distance to the NYC Office.
Candidates must be on Aegistech's W2.
CORE RESPONSIBILITIES:
- Oversee the creation and approval of Core Project Documentation including Business Requirements, Functional Requirements, Technical Specifications, User Acceptance Testing.
- Documentation of all required meeting materials.
- Risk and issue identification, communication and resolution.
- Work with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
- Objectives planning, defining scope and deliverables.
- Project plan development including activity planning, sequencing and resource management
THE DAY TO DAY JOB RESPONSIBILITIES:
- Maintain in-depth knowledge of the Regulatory requirements such as TRACE, FR2004 reporting.
- Assess the broker-dealer's current capabilities, systems (Broadridge Impact/Bloomberg) and processes to identify gaps that need to be addressed to meet necessary onboarding requirements.
- Develop a comprehensive onboarding plan and timeline for the broker-dealer to onboard new market participants, including the necessary steps and milestones.
- Collaborate with relevant Regulatory bodies to understand the application process, reporting requirements, and ongoing obligations for the market participants.
- Facilitate the information gathering and documentation submission required by the regulatory bodies for the broker-dealer's onboarding process.
- Provide training and support to the broker-dealer's teams on the reporting requirements, communication protocols, and other program-related processes.
- Continuously monitor the broker-dealer's performance and compliance during the onboarding process, and work with the management team to address any issues or concerns.
- Identify areas for process improvement in the market participant onboarding and support, and work with stakeholders to implement system and procedural enhancements.
- Serve as the Subject Matter Expert on market participant onboarding, providing guidance and training to other team members as needed.
THE SKILLS YOU NEED TO GET THE ROLE:
- Experience working for a Securities Broker-Dealer.
- 5+ years in a similar Business Analyst or Market Operations role.
- Thorough understanding of Financial Markets, Regulatory Requirements and Onboarding Processes.
- Demonstrated experience in onboarding and supporting new market participants.
- Strong analytical and problem-solving skills, with ability to interpret complex data and identify meaningful insights.
- Excellent communication and stakeholder management skills, with the ability to translate technical information for non-technical audiences.
- Proficiency in Data Analysis Tools - such as Excel, SQL, and Business Intelligence software
- Experience in process improvement and project management.
- Experience delivering large multi-functional projects.
- Experience in the development of program documentation.
- Ability to present well and communicate clearly.
- Ability to multitask and work in a team environment.
- Excel, Word, PowerPoint skills are a requirement.
After you've applied, connect directly to the recruiter at linkedin.com/in/pspankaj
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