The Compliance Monitoring and Reporting Manager assists the Sr. Manager of Enterprise Compliance Monitoring and Reporting in implementing and maintaining the enterprise second line of defense monitoring program. This individual should be...
Regulatory Compliance is responsible for developing and maintaining a Compliance Management Program for the Bank that reasonably ensures compliance with consumer protection laws and regulations, addresses associated risks of harm to consumers and...
A well-established Biotech company is looking for a CMC Product Quality Compliance Coordinator to support their team! This would be a 12-month contract with potential for extension or permanent hire. Role...
Compliance Associate - Private Wealth Our Client is a rapidly growing Global Private Markets firm who provides customized investment and advisory solutions to some of the most sophisticated investors in the world.
This temporary to permanent position is 5 days in the Midtown NYC office. This consultant will be responsible for monitoring and testing the Branch's activities in correlation to the Corporate Compliance Regulatory standards for the bank.
Real Estate property management company looking to hire a compliance associate to assist in maintaining all buildings in compliance with all Federal and local laws, rules, and regulations and to assist with the clearing and dismissal of DOB,...
Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch s compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the...
Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after...
Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...
Assist the Consumer Compliance Officer & CRA Officer with the formulation; implementation and monitoring of the Consumer Compliance program and related risk to ensure that the bank achieves optimum compliance with all consumer protection laws.