With a startup spirit and 90,000+ curious and courageous minds, we have the expertise to go deep with the world s biggest brands and we have fun doing it. Now, we re calling all you rule-breakers and risk-takers who see the world differently and...
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...
Conduct reviews under the Group s annual review program pursuant to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Group s policies and procedures as included in the Compliance Manual.Conduct general...
Requisition ID: 190153 Salary Range: 300,000.00 - 300,000.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate's relevant...
A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory. Day-to-day you...
Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the financial regulatory reporting processes, reporting data quality as well as the overall control environment through performing periodic and...
Chief Compliance Officer Lime Trading Corp is a registered execution-only, agency broker-dealer focusing on supporting low latency trading activity for institutional and retail clients trading for the US markets via various...
Title: Vice President Internal Audit (Global Markets) Office Status: Hybrid-2 days a week in office A growing investment banking company is looking for a Vice President of Internal Audit that will be a key team member in...
Our client, a global global investment bank, is currently looking to expand their Compliance team with an Equities Advisory Compliance Director. This position will be key in providing regulatory advice and guidance to the...
Day-to-day responsibilities entail handling numerous ad-hoc requests and various reporting projects involving data analysis. The candidate will be responsible for organizing and presenting large amounts of data and will find ample opportunities...