equity capital markets compliance advisory Jobs - 8985


Citizens - New York,NY

Description General Responsibilities: + Support and advise sales and trading personnel on applicable SEC and FIRNA rules and regulations applicable to equity market making, agency trading and options trading. +...

Date : 2024-04-28T07:35:14Z

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Molina Healthcare - Staten Island,NY

***Remote and must live in New York*** Job Description Job Summary Molina Health Plan Provider Network Contracting jobs are responsible for the network...

Date : 2024-04-29T02:06:29Z

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Molina Healthcare - Rochester,NY

***Remote and must live in New York*** Job Description Job Summary Molina Health Plan Provider Network Contracting jobs are responsible for the network...

Date : 2024-04-29T02:06:29Z

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BNP Paribas - New York,NY

Business Overview: We are conducting a search for an experienced Compliance Officer to cover the Equity Capital Markets ( ECM ) business for BNP Paribas in the Americas. The ECM team operates out of New York and...

Date : 2024-04-18T15:31:26Z

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Figure - New York,NY

About Figure Figure is transforming the trillion dollar financial services industry using blockchain technology. In six years, Figure has unveiled a series of fintech firsts using the Provenance blockchain for loan...

Date : 2024-04-23T08:34:44Z

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Capital One - New York,NY

Center 3 (19075), United States of America, McLean, Virginia Principal Associate, Enterprise Services Controls Governance (ES Risk) ...

Date : 2024-04-29T02:08:15Z

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WMCHealth - Poughkeepsie,NY

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Date : 2024-04-28T07:01:36Z

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Santander Holdings USA - New York,NY

Project Finance (Renewables) Credit Risk 2nd Line of Defense (Corporate & Investment Banking) New York, United States of America ...

Date : 2024-04-22T03:06:23Z

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Capital One - Albany,NY

Center 3 (19075), United States of America, McLean, Virginia Principal Associate, Business Risk Security is...

Date : 2024-04-29T02:08:35Z

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Goldman Sachs - New York,NY

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance Compliance accomplishes these...

Date : 2024-04-16T18:16:40Z

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