compliance officer-swap dealer/security-based swap dealer Jobs - 8974


Cerberus Capital Management - New York,NY

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated...

Date : 2024-05-20T02:28:15Z

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Iceberg Cyber Security - All cities,NY

$200k-$250k base salary + bonus 3 days in the office and 2 WFH every week Have you graduated from a top US law school and want the chance to work for a globally recognized institution based in New York then look no...

Date : 2024-05-12T02:32:19Z

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Path Arc - New York,NY

The customer service representative will be responsible for answering client inquiries, provide product information, and help the customer by being informative, empathetic, and eager to quickly solve a customer's problem. Must be willing to listen,...

Date : 2024-05-25T05:11:59Z

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BCW Global - All cities,NY

We are looking for an experienced Executive Assistant to join our Global team. This is an opportunity to get a hands-on view of what it takes to grow and run a multi-million-dollar organization in the fast-paced and high-stakes...

Date : 2024-05-24T02:17:49Z

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Madison-Davis, LLC - White Plains,NY

A mid-size international commercial bank in White Plains, New York looking to bring on board a "US Head Of Compliance" to join their team. They are currently in office (2-3 days a week). Responsibilities:...

Date : 2024-05-12T05:18:54Z

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Sumitomo Mitsui Banking Corporation SMBC Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-05-18T06:47:29Z

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Amerit Consulting - New York,NY

OVERVIEW: Our client, one of the largest Energy companies in US providing a wide range of Energy related products and services to its customers, seeks an accomplished Operational Support...

Date : 2024-05-19T03:24:06Z

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DWS Group - New York,NY

Employer: DWS Group Title: Senior AFC and Compliance Officer Location: New York, New York About DWS: Today, markets face a whole new set of...

Date : 2024-05-16T03:28:36Z

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Coda Search Staffing - New York,NY

Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses,...

Date : 2024-05-19T03:26:56Z

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Phaxis - New York,NY

Currently partnered with an established growing broker dealer that is seeking a strong Swap Dealer Compliance Associate to join their team in NYC. The ideal candidate will have a strong compliance background from a Broker-Dealer...

Date : 2024-05-12T06:39:10Z

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