compliance officer - options/equity trading - 9821 Jobs - 8998


Global Investment Bank and Broker Dealer - All cities,NY

Our client, a well-established Alternative Investments firm is seeking to add a Compliance professional to support the growth of the business with an opportunity to join a high performing team. Key responsibilities...

Date : 2024-05-17T02:28:07Z

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Sumitomo Mitsui Banking Corporation SMBC Group - New York,NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...

Date : 2024-05-18T06:47:29Z

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JCW - New York,NY

A leading multinational investment bank is looking to hire a Director - Equities Compliance Advisory. Ideal candidates will have extensive experience with equity sales/trading compliance advisory. Day-to-day you...

Date : 2024-05-09T03:24:47Z

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Private Equity Firm - New York,NY

Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after...

Date : 2024-05-10T02:28:33Z

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Cantor Fitzgerald - New York,NY

Job Title: Regulatory Operations Associate (TEMP TO PERM) Location: New York, NY, In Person Firm Overview: Cantor Fitzgerald is a diversified company...

Date : 2024-05-17T07:27:13Z

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Cerberus Capital Management - New York,NY

Founded in 1992, Cerberus is a global leader in alternative investing with approximately $67 billion in assets across complementary credit, private equity, and real estate strategies. We invest across the capital structure where our integrated...

Date : 2024-05-06T02:18:44Z

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Cardea Group - New York,NY

Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally...

Date : 2024-05-10T03:23:55Z

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Path Arc - New York,NY

The customer service representative will be responsible for answering client inquiries, provide product information, and help the customer by being informative, empathetic, and eager to quickly solve a customer's problem. Must be willing to listen,...

Date : 2024-05-19T21:21:18Z

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New Start Capital - New York,NY

Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce...

Date : 2024-05-13T02:23:01Z

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Insight Global - All cities,NY

Position: Financial Analyst Duration: 6-month contract with possible extension/perm Location: 3 days onsite in NYC - World Financial...

Date : 2024-05-19T03:27:29Z

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