Responsibilities: To assist both the Head, Compliance and Executive, Compliance to monitor the Branch s compliance with local laws, regulations, guidelines and standards, as well as Head Office requirements through the...
Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of...
As Regulatory Data Analyst, you will support the Data Owners, Data Consumers and Data Stewards in an Enterprise Data Remediation Process intended to remediate data concerns which arise from regulatory data not meeting quality requirements.
Title: Compliance Analyst Location: New York City, NY Hybrid Work: Role will start in-office four days per week, reducing to three days after...
Company Description New Start Capital is a financial services and advisory firm located in New York, NY. We specialize in helping customers with lower to moderate credit scores obtain loans, consolidate debts, and reduce...
LHH Recruitment Solutions is working on an EXCITING Associate General Counsel opportunity with a company located in Suffolk County, New York. This is a HYBRID position. Core Responsibilities: Prefer combination...
A recognized hedge fund in New York City is looking to add a new Compliance Analyst to their growing team. In this role, the Compliance Analyst will be responsible for helping to ensure that the firm's business activities are conducted in strict...
Our client, a global global investment bank, is currently looking to expand their Compliance team with an Equities Advisory Compliance Director. This position will be key in providing regulatory advice and guidance to the...
First Quality was founded in 1989 and, in nearly three decades, has grown to be a global privately held company with over 4,000 employees. Its corporate offices are located in Great Neck, New York, with manufacturing facilities and offices in...
VP of Regulatory Affairs I am partnered with a scientifically driven late-stage, well funded biopharmaceutical company who are looking to build out their Solid Tumors pipeline. They are looking...